SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Harrison Christopher Anthony

(Last) (First) (Middle)
505 HUNTMAR PARK DR
SUITE 300

(Street)
HERNDON VA 20170

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2018
3. Issuer Name and Ticker or Trading Symbol
BEACON ROOFING SUPPLY INC [ BECN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP - Chief HR Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.01 Par Value 13,389 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSUs) 11/20/2018(2) (2) Common Stock, $0.01 Par Value 1,663 (1) D
Restricted Stock Units (RSUs) 12/23/2018(2) (2) Common Stock, $0.01 Par Value 6,303 (1) D
Restricted Stock Units (RSUs) 11/18/2019(2) (2) Common Stock, $0.01 Par Value 1,793 (1) D
Restricted Stock Units (RSUs) 11/16/2020(2) (2) Common Stock, $0.01 Par Value 1,813 (1) D
Stock Options (Right to buy) 11/16/2018(3) 11/16/2027 Common Stock, $0.01 Par Value 6,305 55.17 D
Stock Options (Right to buy) 11/18/2017(3) 11/18/2026 Common Stock, $0.01 Par Value 5,982 47.4 D
Stock Options (Right to buy) 11/20/2016(3) 11/20/2025 Common Stock, $0.01 Par Value 5,147 37.89 D
Stock Options (Right to buy) 11/21/2015(3) 11/21/2024 Common Stock, $0.01 Par Value 1,538 28.64 D
Stock Options (Right to buy) 10/13/2015(3) 10/13/2024 Common Stock, $0.01 Par Value 2,333 24.17 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
2. The restricted stock units are scheduled to vest on the third anniversary of the grant date.
3. The stock options are scheduled to vest in three (3) equal annual installments, beginning on this date (the first anniversary of the grant date) and followed by the two subsequent anniversaries of this date.
Remarks:
/s/ Christopher A. Harrison 02/23/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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